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Financial Services Breach Manager.

Helping manage the depth and breadth of mandatory breach reporting

Gadens Breach Manager, powered by Lawcadia.

Gadens Breach Manager is a cloud-based solution designed to help organisations within the financial services and insurance sector manage the depth and breadth of mandatory breach reporting obligations.

Powered by Lawcadia’s technology, the Gadens Breach Manager streamlines the information collation, assessment and reporting process of potential regulatory issues to one online platform, allowing financial services institutions to ensure defensible, timely and cost-effective compliance with the new regimes and regimes with increased obligations, including BEAR/FAR, ADI, AFSL and ACL obligations, AML/CTF, Privacy, Design & Distribution, COBCOP & GICOP.

The culmination of 500+ hours of regulatory research and navigation to 2000+ provisions, civil and criminal penalties intuitively incorporated, Gadens have developed a scaleable solution that can be rapidly deployed.

The solution is available off-the-shelf, utilises Lawcadia’s enterprise-ready ISO 27001 certified platform and is designed to be exceptionally cost-effective.

The following enhancements have been added since its launch in 2021

Breach intake
Compliance Review & Triage
Outlook integration

If you want to manage your financial services breach reporting process and manage associated risk, please get in touch with us to arrange a demonstration and discuss how to quickly implement this solution.

View our introductory video that includes a brief demonstration.

“With the Gadens Breach Manager and Lawcadia, we are confident that we have the right structures and frameworks in place for a robust compliance function.”

Lyn Dixon, Head of Advice Compliance, Fitzpatricks Private Wealth

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Features

Capture & streamline potential regulatory breaches.

Meet New Reporting Obligations

Allows financial services organisations of any size to readily meet the new breach reporting requirements quickly and cost-effectively

Robust Breach Reporting System

A clear, well-understood and well-documented process that is comprehensive and kept up-to-date by leading experts in financial services regulations

Escalation Process Included

Structured and timely breach escalation process that allows for reporting decisions to be made well before the 30 day deadline

Built-in Matter Management & Reporting

Because the application is deployed through Lawcadia you can access the matter & project management capabilities plus BI reporting tools

Easy On-Boarding

Risk and compliance teams can get access to the Gadens Breach Manager in a matter of days with training and support provided

Secure Access, Anywhere

Lawcadia's cloud-based platform and information security management system is ISO 27001 certified and readily accessible

New Breach Reporting Obligations for Financial Services.

With reference to several reputable and professional industry and government publications, this article provides an overview of what the changes mean For AFS and AC Licensees and share insights regarding the type of systems and processes that can facilitate compliance with the new obligations.

Want to know more?

Contact Gadens to find out more about their Financial Services Regulatory practice here.

Want to find out more about Lawcadia's solutions? Contact us using the form below.

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