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Intelligent workflow solutions designed
for regulatory compliance.

Seamlessly identify and manage compliance issues using process-driven technology

Compliance

Bringing together process & technology for regulatory compliance.

With increased regulatory activity and new legislations coming into force across all jurisdictions, managing risk, identifying compliance issues and meeting regulatory obligations is a challenge.

A unique multi-sided platform that utilises intelligent workflow automation and BI reporting, Lawcadia can provide process and technology driven solutions to solve specific pain points in the regulatory and compliance environment.

From financial services breach reporting to privacy compliance and crisis management, Lawcadia has best practice regulatory compliance workflows available ‘off-the-shelf’ with minimal configuration so you can get started immediately. If you have a specific regulatory or compliance problem that you need to solve, we can also refer you to a Lawcadia verified consultant who specialises in legal, regulatory and compliance process mapping and optimisation.

Financial Services Breach Reporting.

Navigate 2000+ provisions, civil and criminal penalties

Gadens Breach Manager is a cloud-based solution designed to help organisations within the financial services and insurance sector manage the depth and breadth of mandatory breach reporting obligations.

Powered by Lawcadia’s technology, the Gadens Breach Manager streamlines the information collation, assessment and reporting process of potential regulatory issues to one online platform, allowing financial services institutions to ensure defensible, timely and cost-effective compliance with the new regimes and regimes with increased obligations, including BEAR/FAR, ADI, AFSL and ACL obligations, AML/CTF, Privacy, Design & Distribution, COBCOP & GICOP.

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Solve risk and compliance issues from identification through to resolution

Lawcadia’s intelligent solutions manage the entire life cycle of issues from end to end

Information Capture

Make it easy for internal personnel to flag when a business or compliance issue has occurred with a secure and efficient intake process to capture and collect the required information and direct it to the right person for review and triage.

LEARN MORE: INTAKE

Review & Investigation

The compliance, risk and/or legal teams can easily review a potential issue and promptly escalate to the right person for action. If further investigation is required, automated actions and notifications can be triggered, with everything recorded and auditable.

LEARN MORE: MATTER MANAGEMENT

Analysis, Advice & Action

If required, the compliance, risk or legal teams can automatically brief, engage and collaborate with an external advisor or law firm, generate draft documentation or access specific solutions such as the Gadens Breach Manager for financial services breaches.

LEARN MORE: WORKFLOW AUTOMATION

Remediation & Post-Issue Reviews

Collaborate with external advisors, document necessary remediation actions, and close the loop with structured post-issue reviews. Embed a framework of continuous improvement by iterating processes and implementing learning outcomes, therefore minimising future issues.

LEARN MORE: COLLABORATION

Customised Reporting

Automate the data collection, collation, and analysis process and benefit from customisable dashboards and reports based on the metrics and data points that you need to effectively monitor, control and manage organisational risk.

LEARN MORE: REPORTING

Data Subject Access Rights Workflow.

Reduce the risk, time and costs associated with navigating privacy compliance requirements and DSAR (Data Subject Access Rights) with a tech-enabled legal process and workflow solution for in-house legal departments.

The DSAR Workflow has been developed in partnership with UK-based legal operations consultancy LEx360 who have partnered with Lawcadia to develop process-driven legal solutions that reduce waste, risk, complexity, and uncertainty for corporate counsel.

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State of Financial Services Breach Reporting in Australia

The inaugural State of Financial Services Breach Reporting in Australia – Insights from the first 6 months of the new AFSL & ACL regime has brought to light several key statistics on breach reporting and important challenges facing AFS and AC licence holders

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Enterprise-Grade Security

We take the security of our client’s data very seriously. Lawcadia’s Information Security Management System is independently certified to ISO 27001 standards, we offer private cloud infrastructure, single sign on, and routinely undertake penetration testing and code review.

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Ease of Implementation

Whether we are onboarding a small team or a large enterprise, we focus on a smooth implementation for successful outcomes and provide project management, platform configuration, training and on-going support.

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Customer Support

We pride ourselves on providing sensational customer support to our clients with personal support available via in-app messaging, email, telephone and video conference.

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Transform your legal operations with the intelligent matter and spend management system built for in-house legal teams and their law firms with intake & triage, workflow automation, document automation, collaboration workspaces and BI reporting.

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