2 December 2021
Webinar: Tips & tricks to navigating the new AFSL / ACL regime
Events
The new breach reporting obligations for AFS and AC Licensees has now been in place for since 1 October 2021 with numerous anecdotal reports of compliance teams ‘drowning’ in the new requirements.
In this insightful and interactive webinar, expert contributors from Gadens and Fitzpatricks Private Wealth discussed:
- The impact of the new AFSL / ACL regime
- The most common challenges and obstacles reported across the industry
- What has worked and what has not
- Tips and tricks to successfully manage the volume of issues and direct the flow of work
- Brief overview of the Gadens Breach Manager as a helpful tool
- Interactive Q&A with the experts from Gadens and Fitzpatricks
This webinar recording is now available ‘on-demand’.
Presenters:
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- Liam Hennessy, Partner at Gadens
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- Lyn Dixon, Head of Advice Compliance at Fitzpatricks Private Wealth
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- Sacha Kirk, Co-Founder & Chief Marketing Officer at Lawcadia
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- Steven Dudley, Solutions Specialist at Lawcadia
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